Thursday, Feb. 12, 2015
10:00 a.m.
Investor Advisory Committee Quarterly Meeting
See IAC Agenda
Location: SEC Headquarters, Multipurpose Room, 100 F Street, N.E., Washington, D.C.
Contact: Frankie White, 202-551-4310
Agenda: February 12, 2015, Meeting of the Securities and Exchange Commission Investor Advisory Committee
10:00 - 10:30 a.m. | Welcome Remarks and Continental Breakfast |
10:30 - 10:35 a.m. | Approval of Minutes |
10:35 - 11:05 a.m. | Discussion of Recommendation of Market Structure Subcommittee on Shortening the Trade Settlement Cycle |
11:05 - 12:05 p.m. | Discussion of Proxy Access |
12:05 - 1:35 p.m. | Non-Public Subcommittee Meetings and Lunch |
1:40 - 2:00 p.m. | Subcommittee Reports/Discussion |
2:00 - 3:00 p.m. | Update on FINRA's CARDS Proposal |
3:00 - 4:00 p.m. | Update on MSRB and FINRA Proposals for Improved Disclosures for Same-Day, Retail-Size Principal Transactions in Fixed Income Securities |
4:00 p.m. | Adjourn |
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